Independent RIA

Overview

Dynamic and fast growing $400M+ AUM Independent RIA seeks a seasoned Advisor to inherit relationships in a collaborative ensemble practice. Fee-based fiduciary culture with significant Firm generated lead flow.

Highlights

• Strong expertise in advising newly independent women, and entrepreneurs looking towards liquidity events
• Extensive marketing budget that drives a continuous stream of warm leads and prospects for advisors
• Provide comprehensive wealth management services inclusive of financial planning, tax planning, estate planning and risk management
• In house tax prep and advice capabilities
• Clear track towards equity ownership
• Member of the Broker Protocol

Requirements

• Track record of business development from an external network
• CFP, CDFA, CEP or CEPA