Associate Principal Analyst, Risk Management, Market Operations, Transparency Services, Financial Industry Regulatory Authority, Rockville, MD
Financial Industry Regulatory Authority -
Rockville, MD,
US
Associate Principal Analyst, Risk Management, Market Operations, Transparency Services
Date Posted: 2024-06-18
Job description
The Associate Principal Analyst in Market Operations Risk Management performs a variety of specific duties including reviewing and analyzing a sampling of daily work performed by analysts within Transparency Service to ensure critical activities are performed according to documented procedures and guidelines and to meet service level agreements, as appropriate. This is mid-level professional work in which incumbent performs their assigned role, develops job-related skills, and works under limited supervision. Essential Job Function:Compile and maintain statistics related to Transparency Services (TS) staff daily work functions. Perform reviews of the job functions for timeliness and quality performance with limited supervision and guidance to ensure compliance with documented policies and procedures. Perform Quality Control (QC) of key Transparency Services functions by reviewing and analyzing information contained in the departments various databases and tracking systems. Review ap...Risk, Operations, Management, Analyst, Associate, Principal, Retail