Experience level: Mid-senior Experience required: 6 Years Education level: Bachelor s degree Job function: Accounting/Auditing Industry: Financial Services Compensation: View salary Total position: 1 Relocation assistance: No Visa : Only US citizens and Greencard holders

JOB DESCRIPTION:

The Internal Audit Manager position has direct oversight of the quality assurance work being conducted, with a focus on assessing IT general controls including, but not limited to, logical security, change management, security configuration, production monitoring, and software development lifecycle (SDLC).

Responsibilities can include acting as the Auditor-in-Charge (AIC) on more complex reviews, directing a team of one or more auditors during that audit period.

When acting as AIC, the Internal Audit Manager will manage the team's various responsibilities relating to timely completion of the audit through all phases (planning, fieldwork, and reporting) and within the allocated budget.

RESPONSIBILITIES:

Strategic Control Impact

Identifies meaningful issues including the appropriateness of remediating actions

Performs and/or reviews validation of issues and remediating actions

Establishes ongoing relationships with managers in the business/IT

Audit Execution

Completes risk-focused audit planning, fieldwork, and reporting

Prepares initial draft reports to be reviewed by Managers or Team Leaders

Effectively communicates throughout the audit lifecycle, translating complex concepts and potential issues clearly and in business terms

Implements and assists with the development of continuous monitoring tests

Quality Process

Demonstrates a solid understanding of audit policies & procedures

Actively participates in continuous improvement initiatives

Individual & Team Development

Mentors more junior team members to help them maximize their potential

Demonstrates a strong commitment to teamwork and collaboration

Develops and maintains a strong base of knowledge in their areas of focus

QUALIFICATIONS:

Minimum of 6 years of relevant audit experience

Bachelor's degree required, Master s degree a plus

Beneficial, but not required, are certifications related to the incumbent s coverage responsibilities, such as Certified Information Systems Auditor (CISA), Certified Information Systems Security Professional (CISSP), Certified in Risk and Information Systems Control (CRISC) or Certified Internal Auditor (CIA)

Knowledge of audit and audit methodology

Proficiency in auditing infrastructure components is a plus (e.g., Mainframe, Unix/Linux, Windows)

Proficiency in auditing cloud components is a plus (e.g., AWS, Azure)

Previous internal or external experience with auditing financial services organizations is preferred

ABOUT DTCC:

DTCC safeguards the financial markets and helps them run efficiently, in times of prosperity and crisis. We are uniquely positioned at the center of global trading activity, processing over 100 million financial transactions every day, pioneering industry-wide, post-trade solutions and maintaining multiple data and operating centers worldwide. From where we stand, we can anticipate the industry s needs and we re working to continually improve the world s most resilient, secure, and efficient market infrastructure. Our employees are driven to deliver innovative technologies that improve efficiency, lower cost, and bring stability and certainty to the post-trade lifecycle. DTCC proudly supports Flexible Work Arrangements favoring openness and gives people freedom to do their jobs well, by encouraging diverse opinions and emphasizing teamwork. When you join our team, you ll have an opportunity to make meaningful contributions at a company that is recognized as a thought leader in both the financial services and technology industries. A DTCC career is more than a good way to earn a living. It s the chance to make a difference at a company that s truly one of a kind.

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